Fun & effective SIE practice test tool to pass with flying colors

All-in-one platform with everything you need to ace the SIE on your first attempt
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diagnostic test
Step 2
Step 3
full test

Proven SIE 3-step Practice Formula

After our 100.000+ users' success stories, we developed a 3-step strategy to provide you with the most precise and in-depth learning path while minimizing your prep time.

SIE Diagnostic Test

First, take this short test and get your detailed report showing your strong and weak areas. Save your time by concentrating on what is in demand.


With quick, bite-sized learning techniques and a detailed study guide for each SIE section, you can really strengthen your weakness (on step 1) and boost your scores.

SIE Full Test

The last step for your preparation is taking our full SIE practice tests and see how far you've come since the beginning. Repeat the 3-step formula until you satisfy with your results!
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What You Get

All-in-one platform

A complete SIE Prep Platform, including a diagnostic test, detailed study guides for all topics, practice questions with step-by-step explanations, and various full simulator tests.

Questions nearly identical to those in the real test

All questions are categorized into the specific sections as on the real SIE: Same format & same difficulty!

Best for the busy

Easily & quickly grasp all the knowledge with our unique learning technique. And you can learn anytime, anywhere on any devices, even with a few free minutes.

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The SIE test is a FINRA-administered test that is designed for those who want to start a career in the securities sector. This entry-level exam is a necessary qualification examination that assesses the candidate's understanding of the risks, duties, functions, and organizational structures of regulatory bodies. Additionally, it addresses laws, ordinances, practices, and behaviors. How hard is the SIE test and how to take the SIE test? Follow this article for more beneficial information!

The Financial Industry Regulatory Authority (FINRA) hosts the SIE test, which refers to Securities Industry Essentials (FINRA). The SIE test is a non-profit organization that has been permitted by the government to supervise American broker-dealers working in the financial sector.

If you weren't aware, investment instruments like stocks, bonds, and collective investment schemes are referred to as securities in official documents. The SIE test will go through the fundamentals of investing, including investment goods, rules, and customs of the trade. You must exhibit a basic understanding of the financial sector in order to successfully pass this test.

Anyone who is at least 18 years old is eligible to participate in the SIE, including students and job hopefuls who want to show potential employers that they have a foundational understanding of their field. The SIE may be taken without being affiliated with a company, and results are valid for four years.

A person cannot register with a FINRA member company or conduct securities activity without also passing the SIE. A person is required to pass the SIE test successfully and a qualification test relevant to the sort of activity they will be doing in order to register to operate in the securities industry. To take a qualifying test, the applicant must be connected to a member business.

Why Did FINRA Launch the SIE Test?

The SIE test was created by FINRA for two main purposes. First of all, the organization acknowledged that questions covering the same introductory topics appeared on many of their series-specific exams. As a consequence, candidates who took many securities tests over their careers were given several chances to pass on the same subject matter. These subjects will now be covered in the SIE test after being removed from those series-specific tests. 

Secondly, the SIE test was developed by FINRA to lower a substantial barrier to admission into the sector. Previously, a person needed to be sponsored by an employing brokerage in order to take any of FIRNA's series-specific tests. Even if this is still the case, otherwise, people may take the SIE test before finding employment opportunities. This greatly expands access to the sector for university students and job changers.

Content Outline

The SIE Content Outline offers a thorough overview of both the breadth of knowledge needed and the topics covered in the exam. There are four parts in the outline. The distribution of test questions for each part is shown in the table below.


Percentage of Questions

Number of Questions


(1) Knowledge of Capital Markets



Comprehension of regulatory bodies, agencies, and market actors are tested in this area. Self-regulatory Organizations (SROs), different market kinds, economic considerations, the function of the Federal Reserve, and other relevant issues will all be covered in the test.

(2) Understanding Products and Their Risks



The various forms of stock, debt instruments, options, and bundled goods are the main topics of this section. The investing risks connected to each of these assets are also covered. The laws and regulations related to different Securities products are the main topics of discussion.

(3) Understanding Trading, Customer Accounts, and Prohibited Activities



Understanding of the basic trading principles, such as kinds of orders, trade capacity, compounds of return, and types of payouts, makes up a significant amount of the test.

(4) Overview of Regulatory Framework



Candidates' understanding of self-regulatory bodies, their requirements, and procedures will be examined. This section also covers various bylaws and regulations, employee behavior, and reportable incidents.





There are 4 multiple-choice options to choose from for each question. The test has an extra ten questions, all of which are for practice only and are not scored. Every person who takes the test is given a total of 85 questions to respond to, but only 75 of them will count toward their final score. You need to respond to each question, even if you are unsure of the answer to that question.

Examinees will have 1 hour and 45 minutes to finish the examination, in addition to the 30 minutes that will be allotted for a test-taking lesson that will come first before they begin the actual test. Those who aren't acquainted with the format might use this to their advantage and understand how the test will be structured before their allotted testing time starts.

The testing facility will give you specific instructions, but in general, they won't let you bring any personal goods into the testing room, they'll explain how to take restroom breaks, and they'll have special accommodations ready for you if you need them. During the test, you are not permitted to bring any study papers or reference materials. Before permitting you to begin the test, a moderator will examine everything and everything that you want to take with you into the examination room.

Is the SIE Test Hard to Pass?

The SIE test has 75 multiple-choice questions. The inquiries are split up into four distinct categories of job responsibilities. The test must be completed within 1 hour and 45 minutes if it is to be considered complete. A score of 70 or above is required to pass the SIE test, and test results are valid for a 4-year period. The SIE test is notoriously tough, as seen by the relatively low success rate of 74% on average. Candidates need to get 53 out of a total of 75 questions right in order to get a passing pass rate score.

The SIE FINRA test may be taken by anyone who is at least 18 years old if they are qualified. Before beginning their professions, those who have an interest in working in the securities business should sit for this examination. There is no denying that the SIE test difficulty, as well as the questions and answers to the multiple-choice questions on the SIE test, may be challenging. Up to this moment, the complex nature of the questions on the SIE test has not contributed significantly to the test's difficulty. The examination is challenging since it covers brand-new subject matter.

Candidates who lack prior familiarity with the subject matter will find that the process is like learning a new language, complete with its subtleties, terminology, meanings, and contexts. Time spent studying that is appropriate and sufficient is essential, and being ready for the SIE test might take many months. It seems that the typical length of time to prepare for the examination is fifty days. This significant test, on the other hand, is one that can be aced with sufficient preparation in the form of sufficient time spent studying, an abundance of practice tests, and efficient study strategies.

Why Should You Choose the SIE Test?

Enhance the Opportunities of Entering the Security Industry

Any individual who is at least 18 years old may take the SIE Exam. The minimal passing mark for the 75 multiple-choice questions on the test is 70%. It's really ideal for college students and those changing careers who want to show potential employers that they have a rudimentary understanding of the securities sector. The test may be taken without sponsorship or company affiliation. You may demonstrate how serious you are about joining the business and launching your career by proactively taking and passing the SIE Exam.

Ensures a Knowledge Base

The ability to pass the SIE Exam depends on a person having a firm grasp of the fundamental rules and ideas governing the financial services sector. Your broad understanding of capital markets, goods and their dangers, trading, client accounts, illegal actions, and the regulatory environment of the business are all assessed during the SIE test. A person who passes the SIE test is essentially ensuring customers that they have a solid knowledge base that will only become stronger.

Employers Will Notice You More

Employers often search for anything that makes a candidate stand out while sorting through a flood of applications. Having previously passed the SIE test is undoubtedly a benefit.

Your chances of passing your qualifying test rise if you pass the SIE test, which also shows that you're serious about pursuing a career in the securities sector. Employers also see this achievement as proof of your commitment to obtaining the education and general knowledge required to begin working, which cuts down on the time and expense they will have to spend on your training.

The SIE Enables Specialization

Once you've aced the SIE Exam and secured sponsorship, your company could provide you with a wide range of alternatives. You might opt to concentrate on investment banking, equities or debt trading, compliance, research, retirement planning, or financial planning, among other things. Naturally, whatever route you choose, it all begins with passing the SIE Exam.

The registration process and the provision of any of these specialist services both include passing qualification (series) tests. Your company will point you in the direction of one of the following alternatives so you may get the necessary certifications to provide a wide variety of services to consumers.

Who Needs to Take the SIE Test?

The Securities Industry Essentials Exam is required to be taken and passed by everyone who works in the securities industry. This is true for both people who sell insurance and those who provide financial advice. Every professional must pass the SIE test to demonstrate that they have a fundamental knowledge of securities. Those individuals who have already obtained a license before October 1, 2018, do not have to take the SIE Exam so long as they continue to fulfill the criteria for continuous learning that are associated with their respective licenses.

Although not all insurance salesmen are obliged to take the SIE Exam, those who do not get licensed in securities will have a restricted capacity to engage with customers if they do not complete the exam. As a part of their retirement and life insurance plan, customers of insurance agents who also have a securities license may take advantage of the fact that they are able to invest in products that are connected to the securities market via these agents.

What To Bring on the SIE Test Day?

Arrive Early 

Candidates are required to come thirty minutes early so that they have the time to check in and get ready for the examination.

Proper Identification

On the day of the test, participants are required to provide identification that has been validly issued by the government. Photographs and signatures are required to be included in this form of identification. A valid driver's license, an identity card issued by the military, or a passport in good standing are all examples of acceptable forms of identification.

What NOT to Bring with You?

In the testing area, contestants are not permitted to bring any personal goods. The applicants are not allowed to bring any of the following objects inside the examination area: notes, books, briefcases, study materials, mobile phones, or bags.

Available Items 

During the examination, participants will have access to two dry-erase panels, dry-erase pencils, and a calculator with four different functions.

SIE Test Preparation

Given the complexity of the SIE test, what kind of preparation should you do for the SIE? Because the SIE problem presents test takers with a significant obstacle, adequate preparation needs to be of the highest importance.

Focus on Studying

Because earning a passing score on the SIE test is essential to a future in the financial sector, and because the SIE test is challenging, applicants need to allot sufficient, high-quality time to study each of the four components that will be covered in the examination.

Candidates should plan to devote at least 20 to 50 hours to their preparation for the test. Candidates have access to a wide array of materials, including study guides such as Pass the SIE and Securities Industry Essentials Examination Course: SIE Exam Prep is a product of STC's writing and production.

Making flashcards with terminology and meanings, having friends or family members question you, and taking practice tests before actual exams are some strategies that may be helpful to those who are taking examinations. Before attempting the SIE, it is highly recommended that the candidate take use of the many different online practice exams that are accessible.

Candidates should establish expectations for their performance on practice exams before beginning. As an example, your goal should be to progressively earn a score of 70, then 75, then 80, etc. Test takers may prepare themselves to get a high mark on the real SIE examination by participating in a variety of mock examinations.

Take Advantage of the SIE Study Guide

As a result of the complexity of the SIE test, students need to prepare by studying a substantial amount of information in order to sit for the SIE test. These study tools were developed by testing professionals who are familiar with the difficulty level of the SIE test. They devised preparatory tools in order to assist applicants in comprehending the fundamental principles and critical pieces of knowledge necessary to get a high score.

The SIE study guide provides detailed and in-depth explanations of the many features of regulatory bodies, as well as explanations of security products and market structure. This resource, which is highly needed, provides assistance as well as various possibilities for studying in the best, most successful, and most varied manner possible for the necessary 50 hours. The content also includes advice on how to avoid confounding trick questions and reveals hidden test-taking tactics to assist test-takers in gaining the upper hand and building confidence in themselves. So, take advantage of SIE study guides that are provided on lots of platforms to help you with the studying process.

Take Care of Yourself

Pay attention to your bodily cues. Foods that improve brain health include blueberries, pumpkin seeds, broccoli, green tea, and fatty salmon. Adequate sleep, defined as at least eight hours each night, and a balanced diet are both important for maintaining a healthy brain. All of these things may assist in improving one's mental and physical alertness, as well as energy and mood.

Avoid Cramming!

Many people who take exams fail because they put off studying until the last minute. On the other hand, putting off preparation for the SIE test is not a viable alternative. It is in your best interest to start studying many weeks or even months before the test. First, you should carefully read all of the material, and then you should read it again. Candidates may better prepare themselves for the test by using a variety of study tools, such as flashcards, movies, texts, and practice tests. This will make the day of the test seem less scary.

Make Sure You Schedule Enough Time to Study 

It is essential to schedule sufficient time each day for academic pursuits. To attain a good test score, candidates should set aside time on a regular and consistent basis. It may be challenging to fit the study time into a hectic job schedule, which is why proper preparation is essential. Even more vital is making sure that you study throughout the allotted time. Previous test takers and subject matter specialists agree that a minimum of fifty hours of dedicated study time is required to fully comprehend all of the material.

What Are Your Next Steps After Passing the SIE Test?

Your career trajectory will benefit you in a variety of ways if you get a passing score on the SIE test. You may differentiate yourself from other candidates who have not yet completed this level by demonstrating that you have a fundamental understanding of the fundamental principles of Securities. Employers will get the impression that you are ambitious and eager to dive right in and begin making an effect right away. 

In addition to this, you will be able to start preparing for the qualification test that is specific to your area of specialization within the securities sector. As soon as you are sponsored by a FINRA member firm, you will be allowed to register for and take your qualifying test.

Our SIE Practice Test features

  • Free Practice Questions: 1000+ FREE SIE Test questions with detailed explanations are available for all of the required skills. All you need to pass your recruitment test is available here.
  • SIE Test Practice Tests Based On Real Tests: Same number of questions, same time limits, same structure. The exam simulators let you familiarize yourself with the test format and get totally ready for the real one.
  • No Sign-Up Or Login Required: All of your progress is saved without an account, even if you close your browser. But login can sync your data between web and mobile applications.
  • Gamification: The learning process will be divided into small milestones. Let’s make your studying exciting as if you were in some interesting games.
  • Personal Study Plan: Just enter your SIE Test test date, and a study plan will be set up for you. A clear schedule will surely exceed your expectations and get you the best preparation for the reading shot.
  • 3 Interesting Test Modes: 3 different test modes with increased difficulty levels let you experience the test in various ways.
  • Dark Mode: Experience a dark theme that is more friendly to your eyes, and get a whole new and marvelous experience.
  • No Internet Required: Study on the go conveniently without any Internet connection. 
  • SIE Test Test Bank:  3 features: Weak/ Medium/ Strong questions help you clearly determine which area you should pay more attention to.

FAQs About SIE Test

Where should I go to make an exam appointment?

After you have registered with FINRA to take the SIE test, the next step is to make an appointment with Prometric, which is FINRA's testing provider, to take the test at a time that is convenient for you. Appointments for exams may be made either in person or online via Prometric.

What happens if I fail the SIE test?

You are permitted to retake the SIE even if you get a failing grade. If you fail the test for the first time, FINRA requires that you wait 30 days before trying again, and if you fail again, you have to wait another 30 days.

How much does it cost to take the SIE test?

When you sign up to become a member of FINRA, you will be responsible for paying the test cost of $60.

Should I take the SIE test before I graduate from college?

Yes! Your marketability in the financial services business will be enhanced if you are successful in passing the SIE test. Employers that are considering hiring you will note that you have high aspirations and are excited to begin your professional career. After you have reached the point where you are certain that you are ready to succeed, you should consider taking the SIE test. When prospective employers are looking through resumes to find outstanding prospects, this is a terrific approach to grab their attention and stand out from the crowd.

Does your SIE test score expire?

Scores on the SIE test are only valid for four years.

If I pass the SIE test, would it count toward earning a securities license?

Yes, earning your securities license requires you to first pass the SIE test, which is one of the initial stages in the process. In most cases, the following stage involves passing a qualifying test for a representative-level position.

In short, the SIE test is a valuable test that can bring a wide range of benefits and opportunities for those who want to start their career in the financial industry. We hope that this article can do wonders for your studying and preparation process so that you can successfully ace this test.